Front Office Conduct Surveillance Data Analyst

Descrição do trabalho

• About the job
• Global Markets is BNP Paribas’ capital markets business within Corporate & Institutional Banking (CIB), delivering solutions across asset classes, and industry-leading services for clients including Institutional, corporate, private banks and retail distribution networks. Our Portugal Platform (Porto and Lisbon) is a major HUB in Europe and certainly unique in the country by its size and its scope of activity, with all Front Office roles present (Trading, Sales, Research, Structuring, Quant & Engineering, Business Dev and Support, Marketing & Client Support, Risk Management, Data Analytics and Machine Learning…). We are growing fast with the ambition to become even more relevant for the worldwide activity, which presents many short and long-term opportunities
• Global Markets has set up a team surveillance within its first line of defence: the Front Office Conduct Surveillance (FOCS), in order to meet regulatory requirements, focusing particularly on detection and prevention of breaches related to market integrity, client interests and professional ethics
• The Front Office Conduct Surveillance Data Analyst is a position with high exposure that allows development of skills in monitoring and risk management and progression in the Front Office surveillance positions within other BNP Paribas entities and specialization in a compliance function

• Your Main Activities Are
• Assist in the development of automated tools for monitoring Global Markets Staff and performing customized data analytics
• Contribute to the design, implementation and visualizations of the monitoring procedures to more effectively identify actual or potential conduct risk scenarios
• Build an end-to-end report by improving the data collection and manipulation as well as developing/improving visualizations to be presented in committees and presentations
• Support FOCS Globally with ad-hoc requests (KPIs, reporting, regulatory, etc.)
• Monitor the communications of the Front Officers of Global Markets, by processing alerts generated by the monitoring tools and escalating suspicious activities
• Comply with all applicable legal, regulatory and internal Compliance requirements
• Document and appropriately communicate the results of the monitoring and controls to parties involved; Proactively report to stakeholders behaviours or facts that could affect their control environment
• Contribute to the continuous improvement of the effectiveness and efficiency of the surveillance system
• Work to improve analyses and implementation of additional types of surveillance; even the drafting of new rules or procedures
• Work with the 2nd line of defence, in order to communicate or obtain any additional information that could allow an in-depth study of potential violations of the rules of ethical behaviour
• Provide business expertise and specialist advice when required by the 2nd line of defence for their investigations and analyses of real cases

• Profile and Skills to Success
• Bachelor’s Degree in Economics / Engineering / Mathematics / Banking / Finance or related
• At least 2 years of experience in Project Management and Consulting / Banking and Financial Operations / Audit or similar
• Advanced level of English, both written and oral
• Knowledge in
• Tableau
• PowerBI
• Python
• VBA
• MS Office
• Ability to collaborate / teamwork
• Ability to adapt quickly to new environments
• Ability to synthetise / simplify
• Ability to define relevant performance indicators and to develop and adapt processes
• Communication skills, both written and oral

#LI-Hybrid

Why joining BNP Paribas?

· Leading banking institution

BNP Paribas is the European Union’s leading bank, and key player in international banking. It operates in 63 countries and has nearly 183.000 employees, including more than 146.000 in Europe.

· Our presence in Portugal

In Portugal since 1985, BNP Paribas today has more than 8.700 employees, distributed across the Group's 10 business entities established in the country. Its presence also extends to 11 excellence centres providing value-added services to various countries where the BNP Paribas Group also operates.

· International reach

• Thanks to its international presence and regular and close collaboration among its different entities, BNP Paribas has the resources to support all clients with financing, investment, savings and protection solutions that help make their projects a success. BNP Paribas holds key positions in its three core operating divisions:
• Retail Banking, a division that brings together all of the Group’s retail activities and specialised business lines;
• Investment & Protection Services that includ